Firm's broker/dealer: If the broker-dealer is PAS, provide the RIA
Broker/dealer contact information:
[Name]
[Phone]
[Email]
Three sample account numbers: Uploaded to your Box folder.
A complete list of the Pershing office ranges(any unique combination of the first three characters of the account numbers):
New Accounts Process: Auto-add or Auto-Exclude (Auto Add will allow Orion to fully reconcile any new accounts that are available within the Pershing feed. Auto Exclude will require you to create the shell accounts first before Orion is able to reconcile the data).
An FTP Initiation Package will be provided to your firm from Orion to fill in and submit to your broker/dealer. Once processed, your broker deal requests the data connection and approves the feed to Orion. When your broker dealer contacts Pershing, please ask that they include sme-data@orion.com. Upon your broker dealer's approval and request for the feed, Pershing contacts Orion.
Interface Notes
Requests not completed within 60 days are subject to cancellation. Custodial delays and other special circumstances may allow for more time as necessary.
Rep Mapping is available.
Name files are provided.
Approximate time to complete: 21-28 business days
Please Note: Data will not flow to Orion unless the B/D completes the online requirements per the FTP initiation package.
Important Note: Pershing only delivers full position files once a week (Saturday mornings)
